On-Demand

Employee Benefit Plans Audit Documentation 2024-25

CPE: 1

Overview

This session will focus on audit documentation, providing an overview of general documentation standards, as well as discussion of many specific elements of the audit process. Topics to be covered will include independence, planning, risk assessment, internal controls, fraud inquires, related parties & parties-in-interest, subsequent events, risks & uncertainties, and more!

This session was recorded on June 14,2024 at the Employee Benefit Plans Audit Virtual Conference.

Product Code
1000003851
Credit Type
CPE: 1
CPE-AA: 1
CPE-Technical: 1
Format
Online Self-Study
Intended Audience
CPAs who perform employee benefit plan audits and senior managers, staff, financial professionals, individual advisers and attorneys who specialize in working on employee benefit plans.
NASBA Field of Study
Auditing
Level of Difficulty
Update
Prerequisites
Basic knowledge of accounting and auditing and experience with employee benefit plan audits.
Advance Preparation
None.

Learning Objectives

Understand the professional standards related to audit documentation.

Recall documentation standards for a variety of audit areas not related to specific accounts.

Have sufficient knowledge to evaluate the adequacy of the documentation on the employee benefit plan audits for which you participate.

Major Subjects

General Standards for Audit Documentation
Key Audit Elements: Independence and Planning
Addressing Risks, Fraud, and Related Parties

Faculty

Jason Figgat

Jason began his career auditing employee benefit plans with Mohler, Nixion, and Williams Corporation in July 2007. Since that time, Jason continued providing audit services to clients at Moss Adams LLP and Armanino LLP, and, currently, serves as Practice Leader at Pension Assurance LLP. When not working with his clients, Jason enjoys watching movies, running, and learning about history.

More about Jason Figgat

Jeff Stone

Jeff has over 30 years of audit and accounting experience having spent 10 years with Deloitte as he began his career. Jeff has provided a broad range of advisory services in the areas of financial statement audits, strategic planning, internal controls, financial management, and operations/compliance. While Jeff has extensive experience in a variety of industries, his primary focus now includes financial statement audits of qualified employee ...

More about Jeff Stone

Employee Benefit Plans Audit Documentation 2024-25

Member

Nonmember

Overview

Product Code

Credit Type

Format

Intended Audience

NASBA Field of Study

Level of Difficulty

Prerequisites

Advance Preparation

Learning Objectives

Major Subjects

Faculty